2.1 Theories of Self-Development

When we are born, we have a genetic makeup and biological traits. However, who we are as human beings develops through social interaction. Many scholars, both in the fields of psychology and in sociology, have described the process of self development as a precursor to understanding how that “self” becomes socialized.

Psychological Perspectives on Self Development

Psychoanalyst Sigmund Freud (1856–1939) was one of the most influential modern scientists to put forth a theory about how people develop a sense of self. He believed that personality and sexual development were closely linked, and he divided the maturation process into psychosexual stages: oral, anal, phallic, latency, and genital. He posited that people’s self development is closely linked to early stages of development, like breastfeeding, toilet training, and sexual awareness (Freud 1905).

Key to Freud’s approach to child development is to trace the formations of desire and pleasure in the child’s life. The child is seen to be at the centre of a tricky negotiation between internal, instinctual drives for gratification (the pleasure principle) and external, social demands to repress those drives in order to conform to the rules and regulations of civilization (the reality principle). Failure to resolve the traumatic tensions and impasses of childhood psychosexual development results in emotional and psychological consequences throughout adulthood. For example, according to Freud failure to properly engage in or disengage from a specific stage of child development results in predictable outcomes later in life. An adult with an oral fixation may indulge in overeating or binge drinking. An anal fixation may produce a neat freak (hence the term “anal retentive”), while a person stuck in the phallic stage may be promiscuous or emotionally immature. 

Psychologist Erik Erikson (1902–1994) created a theory of personality development based, in part, on the work of Freud. However, Erikson was also interested in the social dimension of Freud’s child development schema (1963). He noted that each stage of psycho-social child development was associated with the formation of basic emotional structures in adulthood. The outcome of the oral stage will determine whether someone is trustful or distrustful as an adult; the outcome of the anal stage, whether they will be confident and generous or ashamed and doubtful; the outcome of the genital stage, whether they will be full of initiative or guilt.

Erikson retained Freud’s idea that the stages of child development were universal, but that different cultures handled them differently. Child-raising techniques varied in line with the dominant social formation of their societies. So, for example, the tradition in the Sioux First Nation was not to wean infants, but to breastfeed them until they lost interest. This tradition created trust between the infant and his or her mother, and eventually trust between the child and the tribal group as a whole. On the other hand, modern industrial societies practised early weaning of children, which lead to a different, more distrustful character structure. Children develop a possessive disposition toward objects that carries with them through to adulthood, as the child is eager to get things and grab hold of things in lieu of the experience of generosity and comfort in being held. Societies in which individuals rely heavily on each other and on the group to survive in a hostile environment will handle child training in a different manner, and with different outcomes, than societies that are based on individualism, competition, self-reliance and self-control (Erikson 1963).

Jean Piaget (1896–1980) was a psychologist who specialized in child development, focusing specifically on the role of social interactions in their development. He recognized that the development of self evolved through a negotiation between the world as it exists in one’s mind and the world that exists as it is experienced socially (Piaget 1954). All three of these thinkers have contributed to our modern understanding of self development.

Sociological Theories of Self Development

One of the pioneering contributors to sociological perspectives on self-development was Charles Cooley (1864–1929). As we saw in the last chapter, he asserted that people’s self understanding is constructed, in part, by their perception of how others view them—a process termed “the looking glass self” (Cooley 1902). The self or “self idea” is thoroughly social. It is based on how we imagine we appear to others. This projection defines how we feel about ourselves and who we feel ourselves to be. The development of a self therefore involves three elements in Cooley’s analysis: “the imagination of our appearance to the other person; the imagination of his judgment of that appearance, and some sort of self-feeling, such as pride or mortification.”

Later, George Herbert Mead (1863–1931) advanced a more detailed sociological approach to the self. He agreed that the self, as a person’s distinct identity, is only developed through social interaction. He further noted that the crucial component of the self is its capacity for self reflection, its capacity to be “an object to itself” (Mead 1934). On this basis, he broke the self down into two components or “phases,” the “I” and the “me.” The “me” represents the part of the self in which one recognizes the “organized sets of attitudes” of others toward the self. It is who we are in other’s eyes: our roles, our “personalities,” our public personas. The “I,” on the other hand, represents the part of the self that acts on its own initiative or responds to the organized attitudes of others. It is the novel, spontaneous, unpredictable part of the self: the part of the self that embodies the possibility of change or undetermined action. The self is always caught up in a social process in which one flips back and forth between two distinguishable phases, the I and the me, as one mediates between one’s own individual actions and individual responses to various social situations and the attitudes of the community.

This flipping back and forth is the condition of our being able to be social. It is not an ability that we are born with (Mead 1934). The case of Danielle, for example, illustrates what happens when social interaction is absent from early experience: she had no ability to see herself as others would see her. From Mead’s point of view, she had no “self.” Without others, or without society, the self cannot exist: “[I]t is impossible to conceive of a self arising outside of social experience” (Mead 1934).

How do we get from being newborns to being humans with “selves?” Mead developed a specifically sociological theory of the path of development that all people go through, which he divided into stages of increasing capacity for role play: the four stages of child socialization. During the preparatory stage, children are only capable of imitation: they have no ability to imagine how others see things. They copy the actions of people with whom they regularly interact, such as their mothers and fathers. A child’s baby talk is a reflection of its inability to make an object of itself through which it can approach itself. This is followed by the play stage, during which children begin to imitate and take on roles that another person might have. Thus, children might try on a parent’s point of view by acting out “grownup” behaviour, like playing “dress up” and acting out the mom role, or talking on a toy telephone the way they see their father do. However, they are still not able to take on roles in a consistent and coherent manner. Role play is very fluid and transitory, and children flip in and out of roles easily.

During the game stage, children learn to consider several specific roles at the same time and how those roles interact with each other. They learn to understand interactions involving different people with a variety of purposes. They understand that role play in each situation involves following a consistent set of rules and expectations. For example, a child at this stage is likely to be aware of the different responsibilities of people in a restaurant who together make for a smooth dining experience (someone seats you, another takes your order, someone else cooks the food, while yet another person clears away dirty dishes).

Mead uses the example of a baseball game. At one point in the life of children they are simply unable to play an organized game like baseball. They do not “get it” that when they hit the ball they need to run, or that after their turn someone else gets a turn to bat. In order for baseball to work, the players not only have to know what the rules of the game are, and what their specific role in the game is (batter, catcher, first base, etc.), but simultaneously the role of every other player on the field. The players have to be able to anticipate the actions of others and adjust or orient their behaviour accordingly.

Finally, children develop, understand, and learn the idea of the generalized other, the common behavioural expectations of general society. By this stage of development, an individual is able to internalize how he or she is viewed, not simply from the perspective of specific others, but from the perspective of the generalized other or “organized community.” Being able to guide one’s actions according to the attitudes of the generalized other provides the basis of having a “self” in the sociological sense. This capacity defines the conditions of thinking, of language, and of society itself as the organization of complex cooperative processes and activities.

Kohlberg’s Theory of Moral Development

Moral development is an important part of the socialization process. The term refers to the way people learn what society considered to be “good” and “bad,” which is important for a smoothly functioning society. Moral development prevents people from acting on unchecked urges, instead considering what is right for society and good for others. Lawrence Kohlberg (1927–1987) was interested in how people learn to decide what is right and what is wrong. To understand this topic, he developed a theory of moral development that includes three levels: preconventional, conventional, and postconventional.

In the preconventional stage, young children, who lack a higher level of cognitive ability, experience the world around them only through their senses. It isn’t until the teen years that the conventional theory develops, when youngsters become increasingly aware of others’ feelings and take those into consideration when determining what’s “good” and “bad.” The final stage, called postconventional, is when people begin to think of morality in abstract terms, such as Americans believing that everyone has the right to life, liberty, and the pursuit of happiness. At this stage, people also recognize that legality and morality do not always match up evenly (Kohlberg 1981). When hundreds of thousands of Egyptians turned out in 2011 to protest government corruption, they were using postconventional morality. They understood that although their government was legal, it was not morally correct.

Gilligan’s Theory of Moral Development and Gender

Another sociologist, Carol Gilligan (1936–), recognized that Kohlberg’s theory might show gender bias since his research was conducted only on male subjects. Would females study subjects have responded differently? Would a female social scientist notice different patterns when analyzing the research? To answer the first question, she set out to study differences between how boys and girls developed morality. Gilligan’s research demonstrated that boys and girls do, in fact, have different understandings of morality. Boys tend to have a justice perspective, placing emphasis on rules and laws. Girls, on the other hand, have a care and responsibility perspective; they consider people’s reasons behind behaviour that seems morally wrong.

Gilligan also recognized that Kohlberg’s theory rested on the assumption that the justice perspective was the right, or better, perspective. Gilligan, in contrast, theorized that neither perspective was “better”: the two norms of justice served different purposes. Ultimately, she explained that boys are socialized for a work environment where rules make operations run smoothly, while girls are socialized for a home environment where flexibility allows for harmony in caretaking and nurturing (Gilligan 1982, 1990).